AND CREATIVE TEACHERS OPEN TO RECENT
INSIGHTS
CONCERNING THE GRAMMAR OF
ENGLISH AND DESIROUS OF FINDING
OUT HOW TO COACH PUPILS TO
CONSTRUCT THE GRAMMAR
SYSTEM FROM ITS FOUR
BUILDING
BLOCKS
© 2002, 2003, 2005 by Orchid Land Publications
C.-J. N. Bailey
[20020630, updated 20030808]
PART B
THIS PAGE IS CONSTANTLY UNDER
CONSTRUCTION
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| L83A | |
| STRUCTURAL LESSONS | FORMS AND THEIR USAGE |
| 1. PREDICATION;
FUNCTORS 2. COMPLEMENTS 4. MODIFICATION--ADJECTIVAL; DETERMINERS; THE GENITIVAL POSTPOSITION 5. MODIFICATION--ADVERBIAL 6. MORE ON HYPHENS; WORD ORDER; APPOSITION; VOCATIVES; IMPERATIVES; EXCLAMATIONS 7. PREPOSITIONAL PHRASES FOREGROUNDING, STRANDING, AND PIED-PIPING; POSTVERBS AND PREVERBS 9. EMBEDDED CLAUSES I-- ADVERBIAL SUBORDINATE CLAUSES; ALSO UNEMBEDDED QUESTIONS |
3. PERSONAL &
OTHER PRONOUNS--SUBSTITUTES FOR NOMINALS 8. VERB MODALITIES I-- EXOCHRONOUS (TIMELESS) AND POSTERIOR MODALITIES 10. COMPARISON FORMS OF MODIFIERS |
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L83B |
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| 11. VERBIDS I--GERUNDS AND PARTICIPLES; ABSOLUTE CONSTRUCT 14. SUBORDINATE CLAUSES-- EMBEDDED ADJECTIVAL CLAUSES 15. VERBIDS II--INFINITIVE CONSTRUCTS; CAUSATIVES AND CONTRACAUSATIVES; RAISING 16. SUBORDINATE CLAUSES III--EMBEDDED NOMINAL CLAUSES; EXTRAPOSITION 18. CONDITIONAL SENTENCES; SURREALIS CLAUSES; WISH, WOULD PREFER, &c |
12. VERB MODALITIES
II--PASTS, ANTERIORS, AND PRETERITIVE GOT 13. PASSIVES, CONTRAPONENTS PRETERITIVE HAVE GOT 17. VERB MODALITIES IV-- MODAL VERBS, PURPOSE CLAUSES, AND JUSSIVE AND HORTATORY USAGES |
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L83C |
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APPENDIX A:
VIRTUAL WORDS AND CLAUSES |
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PART
TWO for more advanced learners, who learn to
construct and analyse increasingly complex structures
11 VERBIDS II--GERUNDS AND PARTICIPLES
GERUNDS AND GERUND CONSTRUCTS
A gerund is a nominal formed by adding -ing to a verb:
moving ;
being/getting moved
having moved : having been/gotten moved
going to move : going to be/get moved
having been going move : having been going to be/get moved
The form of a gerund construct: If there is a subject of a gerund, it is genitival; cf. "Buying groceries is a weekly chore," their investigating the matter, my posting that letter, and "your notifying the editor." When the subject of a gerund is a determiner, it is genitival if a noun or personal pronoun: "The gardener's moving the lawn" "your undertaking this investigation." With a different focus, a gerund may be followed by a
n agentive noun preceded by of or, if viewed as a passive, by by, with, or through. When the object of gerund follows it, it has of before it when the verb is preceded by a determiner or genitival pronoun like their, my, your; e.g. a/the filtering of the harmful particle, that restoring of the monument. However, with different focus, even the object of a gerund may be genitival; e.g. the lawn's moving. Any subject of the foregoing is then preceded by by, with, through; e.g. the lawns' mowing by the gardener.The function of a gerund construct: A single gerund or one accompanied by a subject and/or a direct or indirect object or modifier can serve as a subject, object, or predicate complement of a predicator as well as an appositive (that act--naming the perpetrator).
A model active gerund has a subject followed by 's and an object preceded by (objective of); cf. passivized "Jane's having been invited." But a difference in focus can upset the pattern; in The inviting of Stacey, Stacey can be the object (the default understanding) or the subject--which can be disambiguated by using by instead of of. Similarly, Tracey's inviting (with no object) can be interpreted as Tracey's doing (the default interpretation) or, less likely, as someone's inviting Tracey. The latter is sufficiently confusing for it to be rare and usually disambiguated as the inviting of Tracey. When there is no of before its object, a gerund construct is best construed as the first kind of participial construct (see below for "They heard about Melanie running the race"). If the subject is a noun lacking 's or is not a genitival personal pronoun, the construct is best classified as participial--something it cannot be if an article or demonstrative or genitival subject precedes it (e.g. "about that student demonstrating your theory to the class" or its object is the object of of. With verbs of perception, as in "They heard Melanie doing it," a construct with verb form ending in -ing is to be analysed, for obvious reasons, as a participial predication paralleling infinitival predications like "They heard Max enter." (CLICK HERE concerning where to is virtual (deleted) with an infinitive.)PARTICIPLES AND PARTICIPIAL CONSTRUCTS
The two forms of
a participle: (i) durative and (ii) perfective.
The durative kind look like gerunds. (Gerunds and attributive durative
participles of three syllables having "r,", "l",
"n," or "w" before -ing drop the middle vowel and
become dissyllabic in a given tempo of speaking: gath'ring, lab'ling,
butt'ning, swall'wing. The attributive participle
in a gath'ring storm may be contrasted with the predicative participle in a
storm gathering strength; cf. further a crying child with a child
crying because of hunger. (See Essays on time-based linguistic
analysis, p. 163, for the difference orderings of "She saw a crying
child" : "She saw a child crying" and of He had a broken
arm" : "He had an arm broken.")
The principle use of the durative participle in its
predicative form is to constitute PROGRESSIVE
modalities like is reading, were sleeping, having been studying, going
to be helping, etc. That this is not a "continuous"
modality, as some grammarians allege, is evident when it cannot be used in
something as continuous as "Troy was standing 600 years" or even
"Troy used to stand 600 years"--a least in the absence of a locative
(e.g. there).
The second kind of participle is termed perfective
although the modality formed with have plus this kind of participle is
not completive, as in "They have always done it that way (and will
continue to do it that way), but is used for occurrences detailed in Lesson
12. This kind of participle has many forms in English. It
regularly ends in -ed, but may end in -(e}n, -t,
or nothing (with a vowel change, as in cost and shed or simply
without a vowel change (e.g. swum and bound) or with both a
vowel change and appended -en (e.g. broken, spoken, frozen).
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Some verbs differentiate attributive and predicative participles. There are four classes of these: allegëd : alleg(e)d, blessëd (poëtic
blest) : bless(e)d The
attributive form (ending in -ëd, -t, -en) is used before a noun
(e.g. a proven theory, a sunken ship), while the predicative form
(in -(e)d or zero) is used after a noun (as in a theory
not proved till after its proposer's death, that man drunk on cheap wine)
or in a compound verb like have sunk. Attributive and predicative forms (see the A-X
N rule in Lesson 4) are
different for a number of completive participles, the main groups being represented by:
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Seven verbs form both past and
perfective participle by changing everything following the initial consonant(s)
to -ought or -aught: bring, buy, catch, fight, seek, teach,
think; note also ought, originally a participle of owe, and distraught,
from distract (see below)--whose unmarked perfect participle is distracted.. (If
these forms are taught before all other verbs, foreign students will never
have trouble with them; if taught after regular formations, even the best
students will often get them wrong, saying teached and the
like.) There are also old participles now used as
adjectives: distraught, fraught, wrought--which is
sometimes also used as the participle for work or wreak.
In North America, gotten is the participle of get, got
being used as a participle only in preteritive have got (for which, see
Lesson 12). Note differences in fit
and fitted, wed and wedded, etc. Many say fit for the past of fit,
but I continue to say fitted like outfitted; the adjective fit means
"in good condition," etc. Hanged has pretty much
disappeared in favor of hung, as has dived in favor of dove;
neither participle of dive fits the old pattern of drive. There is a transitive verb cost
with past and perfect participle regularly formed as costed. Cf. the different meanings of quit
and quitted (with which compare acquitted). Some speakers have (a)waked, while others say (a)woken.
Where I come from we said, waked up or awakened--with awoke as an
occasional variant. I say lighted, though others say lit--which
for me means "drunken." In contrast with broken, broke
means "bankrupt." Usually preceded by all, shook up is a variant of shaken up
that has emotional connotations. A number of verbs have two forms in use;
some speakers seem to differentiate transitive and intransitive forms of some
of these; e.g. speeded (up), sped up. Note
that (over)flown and (over)flowed belong,
respectively, to (over)fly and (over)flow.
If adverbial -ly is suffixed to a
participle, the attributive form (e.g. rottenly) is used, unless it ends in -t
(e.g. burnt, left) or nothing (put and led, the result of
the sound rules operating on underlying put+t and lead+t).
Note that the participial ending -ed (e.g. in supposed, pronounced,
and confessed) has "e" pronounced before -ly; e.g. supposëdly,
pronouncëdly, confessëdly. Some participles (e.g. said) are
not amenable to being suffixed with -ly.
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A participial construct or participial phrase is analogous to a gerund construct in including modifiers and an object with the participle. Note the different roles of the participle in:
"We left it standing in front of her door.'
'They saw something moving (or move [an infinitive]) in the
bushes.'
In the first of the foregoing examples, standing is predicative participle
modifying the preceding pronoun--it. But is not a predicator like moving
in the second example; the subject of moving is something. As
noted in parentheses, the short infinitive is allowed in the same position; but
with be, there is a difference between the short and long infinitives
(see Lesson 15): "We saw them (to) be
obnoxious." For the different status of a predicative participle with
the object of see and the object of (non-causative, non-contracausative) have,
see Bailey, Essays on time-based linguistic analysis, p. 163.
Whenever the subject of a verbid ending in -ing is
genitival, it is to be analysed as a gerund; e.g. "They heard its
moving in the bushes."
English has absolutes with a
participial predicator that function as modifiers of the predication of main
clause they precede: "They having been seen by the police, their
leader could hardly avoid confessing everything." This is more or
less equivalent to "Since they had been seen by the police, their leader
could hardly avoid confessing everything." Note that the
pronominal forms undergo a double reversal here, re-reversing the forms
heard in marked environments. For similar expressions involving
predicative-adjective quasi-absolutes, which modifying a noun in the sentence,
CLICK HERE.
English has quasi-absolutes
modifying a subject--either preceding the subject and following a
predicate: "(Being) ready, she departed."
"They came in, (being) prepared to sing."
"(Having) long (been) ready, he finally departed."
Being
and having been may be present or omitted. True absolutes
differ from the preceding in that the do not modify a noun but the predicator:
e.g. "That (having been) announced, our defenders prepared for the
onslaught."
One should not mistake for an absolute any examples of
focusing on a given item in the sentence by putting it first; e.g. "This
guy Moe, what was his interest in the matter?" and "Literal, that
translation is not."
See Appendix C for cleft and cloven sentences.
12
VERB MODALITIES
II--PASTS, ANTERIORS, AND THE
MISNAMED PRETERITIVE HAVE GOT
Any form of a verb, simple or compound, is called a MODALITY.
Plain-past forms: Regular ones ending in
-ed; irregular ones like ate, ran, spoke, etc.
With did "They did (not)
help" Emphatic when not negated; contrast
"never
helped" without do-support.
Used to
(habitual)
"He used to sit there like that in those days."
Would (characterizing) "She would sit
there like that in those days."
(The forces of the be and get passivizing
auxiliaries get reversed in the last usage, as do other uses of would
as compared with will.) See Lesson 6 for the way a past takes did-support
with not--but not with never. Contrast "wasn't moving"
with didn't (useta) move." And note there that when
the negative comes first with any time-form of a verb, it is never that
takes do-support; not takes do-support when it does not
negate the predicator. Emphatic do can precede any non-auxiliary
(including modal) verb.
A
Prior to any time: "One should always use whatever tools have come to hand."
We would not say came unless we regarded as true the tools' having come to hand before the now of the statement. Note the difference:
"They have done it at ten o'clock
a.m." [an un-English present-posterior]
"They have always done it at ten o'clock a.m." [an
exochronous-posterior, which allows a definite past time--an event or state in a
block of time ending before "now"]
Prior to a past time: "They had finished it before
we arrived."
Prior to a time later than some past time: "They were to have
finished it by ten o'clock."
Prior to a future time: "By midnight, they will have repaired
whatever has gone wrong."
In the last two examples, the repairing spoke of there can have already taken place at the now of the statement; or it can still be posterior to that. An educated person would usually avoid saying, "If they already did it, we'll be able to avoid an unpleasant task." The past is to be avoided with since in its temporal meaning; we say, "Nothing untoward has happened since they arrived." (When since is equivalent to because, the past is of course acceptable.) A past event that could have taken place at any time prefers the anterior; e.g. "That same investigator has at some time been accused of fraud." More interesting is the contrrast between after and since; cf.:
"It stood there (long) after the war." vs. "It has stood there since the war."
Note that [ha]ve may be omitted when the time of the sending is known to lie in the past; have sent leaves the time of sending open--a past promise may not yet have been fulfilled. See Lesson 13.) In the sentence, "People who succeed in business don't give money to those who haven't helped them," didn't (which is what I read in the newspaper today) would be correct if one had specific donors at a specific past time in mind. Here are examples of the exochronous-anterior and a posterior-anterior:
"Things (never) seem as good as they
have been"
"It seems to be something that has
been disdained in an earlier century."
"Things will never seem as good as they have been"
"They will have done it by tomorrow."
In the last example, "they" may
have done it before now or not yet. An example with an
imperative is: "Next week, let me know what hasn't been received by then."
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"Already did it," "didn't do it
yet," and "came this far" are not educated
usages. But
the former educated usage, "They've just done it," has been yielding to what is
more system-conform. Notice
the use of "the first time" and "the last time" in
the following examples: |
it does, the anterior modality has to be regarded as being as marked as is the anterior modality or the least-marked posterior modalities--or as an imperative or infinitive (an anterior or posterior infinitive is doubly marked, causing double reversals, as described in Chh. 5 and 6 of Bailey, Essays on time-based linguistic analysis).
MARKED MODALITIES-CONTEXTS-USES
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Double
and quartern reversals end up looking like a default form; |
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Negative |
Anterior |
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Purpose2 |
Modal Verbs6 |
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Inverted (Predicate-Subject) word order for direct yes-no interroga- tion, optative may (“May it . . .”—contrasting with potential “It may . . .”), and other uses. |
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1Not superlative.
Under comparative are understood not only more but also [(just)
[this/that] much, very, too, and right—though
not right would be odd. |
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Uses of non-past-posterior would (and will)
a)
Volitional (“be willing, insist on, persist in”; but actual volition
is non-modal will[s]); e.g. ”He would drink too much when he
visited them.” A metaphorical use
is heard in “It would turn out that way.”
b)
Epistemic or presumptive, as in
“It’would be there by now, she mused.”
In contrast with will, past would ocurs only in mind-reading
quotations like the foregoing.
c) Characterizing; e.g. “She would
always say that in those days.”
Past-pasterior would is unmarked used in indirect quotations
(where was/were going to is marked), but this use of would
does not exist in independent clauses. Could
can be used for was/were able to in a main clause when the
context is negative, interrogative, etc.; it is unmarked in these contexts and
(even when not negative, interrogated, etc.) in subordinate clauses; e.g.
indirect quotations.
Uses of should
a) Equivalent to ought in meaning (but this use of should and the use of ought are not parallel; e.g. ought takes the long infinitive [with to] when in an unmarked context).
b) Semi-dubitative or non-expectative in hypothesis clauses; e.g. “If they should do it tomorrow, . . .”—not very different from “If they did it tomorrow, . . .”
c) Deletable or virtual in clauses subordinate to expressions of volition or necessity and of importance or propriety; e.g. “It was necessary that it [should] not arrive late.” It is heard in negated adverbial (but hardly object-noun) purpose clauses beginning with lest.
d) Factual, as in "We're surprised and disgusted that he should say a thing like that." This follows expressions that are not neutral with respect to expectation or desideration; i.e. they are expectative or counterexpectative or else desired or undesired.
ANTERIOR-POSTERIOR MODALITIES
Present-posteriors make use of was/were going to and would--as
well as could and might. One often hears also can have,
could have, may have, might have, must have, ought to have, etc. (see Ch.
17). The forms would, could, and might are default
forms for indirect questions following a main clause with past (but not
anterior) predicate. English has past-posteriors like was
going to and
present-anterior-posteriors like
have been going to, . . . even past-anterior-posteriors like
had been
going to and posterior-anteriors like am going to have done and
will have seen.
| MAIN
CLAUSE (OTHER THAN THE CONTINGENCY CLAUSE OF A CONDITIONAL SENTENCE) |
SUBORDINATE
CLAUSE DEPENDING ON A MAIN CLAUSE (OTHER THAN THE CONTINGENCY CLAUSE OF A CONDITiONAL SENTENCE) HAVING A PAST PREDICATION |
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| DEFAULT (UNMARKED) |
was/were
gonna could or was/were able to |
would could |
| MARKED
AS "SETTLED NOTION" WHEN NEGATED OR TRULY INTERROGATED |
wouldn't('ve);
would('ve)? couldn't('ve); could('ve)? |
was/were
going to . . . was/were (gonna be) able to . . . |
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The foregoing refers to
non-posterior would (see Lesson 17). Note
that posterior would can occur in a contingency clause having a
virtual (deleted) hypothesis clause. |
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A past-posterior-posterior like would be going to do is less rare than a posterior-posterior like will be going to do. Note that verb modalities can become as long as must have been going to have been getting watched [by the authorities]. (Note that we avoid the jingle, been being, in a passive verb where possible.)
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When the finite
predicator of the first clause is past, the finite predicator of the
next clause is past or conditional; e.g. |
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When the predicator of
the first clause is present or present anterior, the main clause is present, exochronous, posterior, or uses a
conditional form of a modal verb, or an imperative-- would, could,
might, should; but after a present-anterior or an exochronous
anterior, a past is sometimes heard: When the exochronous, exochronous-anterior, posterior, or posterior-anterior comes first, the exochrnous or exochronous-anterior is preferred to any past form:
"I've always thought that that course is [rarely was] the best for
me." |
CLICK HERE to see about the double-past-anterior in "If I'd've been there, . . .
13 PASSIVES, CONTRAPONENTS
The passive modality is formed with be or get (native speakers get the difference right; the teacher should read up on the difference in Bailey, Essays on time-based linguistic analysis; see index).
Passive "Mice are hated by cats" = active "Cats hate mice"
The perspective is different: Whichever is up front receives the main focus.
The passive modality has as its subject the direct object; passive verbs are transitive, since they can have objects when active. If the subject of the active form is mentioned, it is preceded by a preposition-by, with, or through--and is called the agent (or, if impersonal, optionally the instrument; by is preferred for personal agents).
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PASSIVE MODALITIES |
STATE OR ON-GOING ACT | SINGLE ACTION |
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WITH UNMARKED PASTS
(including plain, progressive, and habitual pasts) |
be |
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WITH MARKED MODALITY, INCLUDING CHARACTERIZING PAST, EXOCHRONOUS, ANTERIOR, POSTERIOR, OR INFINITIVE MODALITIES |
get | be |
One should distinguish exochronous "That program gets aired at noon every day" from "That program is aired at noon every day." The latter simply states a fact--almost a state--with no eye to action; it may be the result of a past action. Interesting contrasts are heard in the following:
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state or on-going action |
single action |
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They
were (being) |
They got arrested yesterday. |
| They were getting watched the next day. |
The were being
arrested the next day. |
The marked posteriority of the
sentences in the lower row of the foregoing reverses the uses of be and get;
negation and true interrogation (not the many kinds of English questions
discussed in L78) have the same effect, though when both
are combined, the result is a
double-reversal that looks like an non-negated, non-interrogated use.
Native-speakers
know where to use be and get for passives. Foreign learners should
refer to the index of Bailey, Essays on time-based linguistic analysis.
Contraponents are verbs that are
non-passive in form (i.e. they lack the auxiliaries be and get and
are finite in form) but whose sense is passive. This use of transitive
verbs is very common in timeless statements like "This book translates easily."
A normal agent is excluded, but instrumental "with the aid of good
lexicon" could be added. The current replacing of intransitive lie
with contraponent lay in today's educated usage is not being paralleled except among the
less-educated by a replacing of sit with contraponent set (which,
however, has acceptable intransitive uses in "The concrete has set"
and "The sun is setting." (See
L52.)
English has a verb that would be called preteritive
in a classical (Latin, Greek) grammar. The form have got is used as
a non-past. Unlike have, it lacks verbid forms (see below:
gerund, and participle, and infinitive) and, in North America, a past
(viz. had got, heard in Britain and its former dependencies outside of
North America).
14
SUBORDINATE CLAUSES
II--EMBEDDED
ADJECTIVAL
(RELATIVE) CLAUSES
Relative clauses are adjectival; they begin with the relative pronouns that (omitted in certain contexts; see below) and who or which--the so-called WH-pronouns; cf. the WH-adverbs. Relative pronouns are normally moved to the front of their clauses; but see Appendix B, Lesson 7 above, and the section on pied-piping following this section. Whose is a determiner. We distinguish restrictive relatives and non-restrictive relatives--also called appositive--a term best reserved for true appositives to words like statement, claim, and the like--as in "the claim that he won." (Titles like Queen and Judge function like determiners.)
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Note that appositives are reduced sentence containing the predicate be. Thus, "the witness proved right" is reduced from "the witness who has/had been proved right." (This explains the contrast of sunken and proven before a noun but sunk and proved following noun and in any verb form.) |
Restrictive relatives are not parenthetical in a way that non-restrictive relatives are. Contrast the restrictive clause in "That's the one who/that happened to be here yesterday" with the non-restrictive clause in "My father, who happened to be here yesterday, told me about it."
Non-restrictive clauses, which are set off by commas, and indirect questions (like "Say who did it") avoid the relative pronoun that and use WH-relative pronouns (who, which; cf. WH-relative and interrogative adverbs where, when, why, and how); note that who is preferred to which for persons and pets having personal names
. That is the default relative pronoun; it is often virtual (deleted) when not the subject or predicate complement of restrictive relative clause. But there are contexts in which that is not used. These include the positions following a non-virtual preposition (see below) and following determiners like those and the quantifier all. (Some languages say all what; this is un-English.) Since the genitival postposition 's is not used with that, we say whose (for who's); but we say "of which" or "of whom" when this phrase modifies a clause-initial word; e.g. "Look at those books, some of which are falling apart"; a non-restrictive clause would prefer "Look at the ones of which some are falling apart." We also avoid that where it could be confused with the conjunction. In a succession of relative clauses, we often replace that with a WH-pronoun when the first is long, as in "the book that discusses what happened that year in Nigeria and which is now available in the college bookstore." When one relative clause is embedded in another, we sometimes use a WH-pronoun in one clause (usually the clause in which the other is embedded) and who or which (hereafter WH-pronouns) in the other; e.g. "That's the book that she lent the student who needed it for his research" or "That's the book she lent the student who needed it for his research." An example of conjoined relative clauses, the first of which has embedding of a non-relative clauses beginning with that is: "I looked up the term that the teacher who lectured yesterday used and which seemed to her to be very important." Whether we say relative in which or where depends on the degree of explicitness that is appropriate; see the first sentence of this paragraph. In speaking and even in writing, we often say "the way" instead of the fuller "the way that" or "the way in which." In "the way @ that" (where @ is a virtual pronoun), that follows a virtual pronoun; a WH-pronoun does not do so.PIED-PIPING AND STRANDING
The foregoing terms are complementary. To understand them, consider the difference between the following sets of interrogative and relative-clause examples:
"To what (or "To
which cause") did they attribute your illness?"
"That's the book about which I've heard a lot"
"What (or
"Which cause") did they attribute you illness to?"
"That's the book that I've
heard a lot about."
Note that in the first group, the preposition to or about is moved along with the foregrounded WH-pronoun or determiner to the beginning of the clause. This is pied-piping. In the second group, the prepositions are not moved to the beginning of the clause. This is stranding. Except where undue complexity and/or confusion would result from not pied-piping, it is usually avoided. But there are a number of places in English where one must strand and a number where one has got to pied-pipe. See Appendix B. Unnecessary pied-piping of a preposition to the front of an interrogation or relative clause is the mark of a foreign speaker or a native-speaker who is uncertain about whether one's usage is educated enough to get away with ignoring that old "rule" of former grammar books.
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Sound rules are, of course, a different matter; cf. (if you read German) the full set of phonetological rules for all varieties of English in Maroldt [a revision of Bailey & Maroldt], Grundzüge der englischen Phonetologie: allgemeine Systematik [Arbeitspapiere zur Linguistik 16, Institut für Linguistik, Technische Universität Berlin, 1988]). |
Because of an older insistence on the goodness of pied-piping (older grammarians didn't use that term), we hear overcorrections that involve misuses of whom:
"the one whom I thought had delivered it" (even the 1611 Bible has "Whom say ye that I am?")
"Give it to whomever is authorized to sign for it" (where who is the subject of is authorized and the entire clause is the object of to in the preceding clause)
I've received letters
from school-teachers in which whom appeared to be used randomly, perhaps
salted in for emphasis or something of like sort. Another hypercorrection
involves a redundant
preposition, as in the BBC announcer's "the one to whom I did a favor
to."
As already intimated, educated speakers avoid pied-piping and whom as much as is convenient, though it may be used to
avoid making a construction too complex. Note that whom is not used
by educated speakers for an object of a verb or preposition in a direct
or a question or relative clause unless it stands directly after a foregrounded
preposition. Pied-piping is avoided in indirect (embedded) questions
altogether. Note these examples of stranding in indirect questions: "We saw
who it was sent by" and "They're wondering who did what to
who." The rather formal (or, where formality is not appropriate,
pretentious) "That is a person in whom you can put your trust" is not
asystematic; but it may be inappropriate for a given style of English.
Whatever, whoever/whosever,
and whichever
are never omitted. Clauses beginning with these words are not relative clauses but nominal clauses.
15 VERBIDS
II-INFINITIVE CONSTRUCTS; CAUSATIVES
AND CONTRACAUSATIVES; RAISING
An infinitive has the form of the basic verb; e.g. speak.
There is a virtual (omitted) to (pronounced as t' before a vowel) before the short infinitive; the long
infinitive as the functor to; e.g. to speak.
CLICK
HERE for the uses of the two; either can be used after
than. Note that be to VERB--as in "They are to do that
tomorrow"--forms one of the marked posteriors; it indicates obligation or at least
expectation. (We do not use the infinitive form (to be to help),
though Thomas Malory used it.)
An infinitive (construct) can be a modifier or a
nominal. The full form of the construct is:
|
FOR NOM TO INFINITIVE (OBJECT);
e.g. |
For
NOM is often deleted when NOM would be indefinite "one" or when NOM is the same as a nominal being modified (e.g. "I notified the fellow [for him] to call us"; it is also optional when a infinitive construct modifies a modifier (adjective or adverb; e.g. "easy [for one] to do"). A nominal infinitive construct functioning as the subject (e.g. "For us to come early might be inconvenient for them"), predicate complement ("The object was for us to get it done on time"), or object (e.g. "They said for us to come early" and "instead of for them to leave early") of a higher clause has the full form of the infinitive construct; i.e. both for and to are present. Note that the only prepositions taking an infinitive object are instead of and besides (both of which prefer a gerund, though an infinitive may keep or omit the functor to, as in "wanted to stay instead of [to] go"), than (e.g. other/rather than [to] go), as (e.g. as well as [to] go"), and besides (which also prefers a gerund, but omits to with an infinitive; e.g. do nothing besides eat and sleep") If an infinitive construct modifies an object and its own object is the same, the object of the infinitive is omitted (is virtual), as in "It was too much (for us) to overcome X"--where X represents the deleted much. The sequence for for is reduced to one for; e.g. "They wanted for [for] us to be on time." When an infinitive construct indeterminate whether an example like "It was too much (for one) to overcome X"--where X is the repeated object too much. Note that the sense is really passive "to be overcome"; one may say "It was too much to be overcome"--in which event an agent/instrumental "by one" is usually omitted at the end.a person to learn from (adjectival)
happy to have been invited (adverbial)
The only prepositions that can have as their object an infinitive construct are except, besides, but, and than (not without); e.g. "There was nothing to be done but to let them go" and "It's over except for them to formally close the meeting."
There is a subtle difference between began to do it and began doing it
and parallel expressions: The example with the infinitive is not as
factual as the example with the gerund; it may imply that one began to do
something, but the act was interrupted and never really got off ground. But
goes more easily with the infinitive example than with the gerund
example. The reader can think of other examples, say with try.
Tried to do it implies non-success, whereas tried doing it conveys
not such connotations. The infinitive can convey intentionality rather
than success.
Most verbs cannot take full
infinitive constructs--of the form {for NOMINAL to VERB}--as direct objects. While desire can do so
(e.g. "They desire for th'others to stay away"), want drops for:
"I want my dogs t'enjoy what they eat." See more on this
below. Note that for is never present when the
infinitive lacks a subject--as it nearly always does when the subject is the
same as the subject of the main clause (e.g. "They want to see it");
cf. also the sentence-adverb, "To tell the truth, I don't know what caused
the outage." While most non-object
nominal uses of the infinitive take to, after than, to is
often virtual (omitted). The long infinitive--with to--is used to modify
other parts of speech; e.g. the person to watch out for, eager to go, carried
out with haste. While there are a few exceptions, it is usual for the
{for NOMINAL} subject of an infinitive to be
dropped if that subject would be a reflexive pronoun whose antecedent is the
same as the subject of the sentence in which the infinitive is embedded;
e.g. "I desire {for myself} to take a swim" and "They
pretend {for themselves} to be ready."
In its rôle of modifying a noun and in its
nominal rôle, an infinitive (construct) is irrealis--often expressing a
purpose yet to be realized--in contrast with a
participle and with a gerund (which can have 's suffixed), respectively. Contrast these gerunds and infinitives:
a book for GETTING advice
from : a book TO GET advice
from
happy at HEARING the news :
happy TO HAVE HEARD the
news
"Their passing on that gossip is (or "was") being
complained about" : "For them
to pass on such gossip will/would
be (or "has been") complained about"
and
"For them to pass on such gossip is disreputable."
Notice
here how an irrealis (posterior, conditional, anterior, exochronous) predication
accompanies an infinitive-construct subject. With the last example,
compare "Their passing on such gossip is having an untoward effect on this
meeting."
While the full form of an infinitive construct
is "for NOMINAL
to VERB" any part of it may be
virtual (omitted) except the verb itself; but for is never present
when the nominal subject is not present, though for can be absent with
the subject nominal's being absent.
After make and perceptual verbs, both for and to are virtual, as in "They made us do it" and "He heard [or: "saw"] them do that." In the structure, "I saw them to be charming," see is a conceptual verb meaning "realize"; "to be charming" describes or characterizes "them." Compare infinitive and adjective or participle in the following:
STATE: "I saw them to be charming" : "I thought them charming."
ACTIVITY: "I saw them do it (with short infinitive) : "I saw them doing it."In the foregoing, see is perceptual with the infinitive denoting activity, but conceptual with the infinitive representing a state. (See also Bailey, Essays on time-based linguistic analysis, P. 158.The foregoing illustrates usages with perceptual verbs and with conceptual verbs like think, consider, regard. Note that one is beginning to hear "consider . . . as" and "declare . . . as" by analogy with "regard . . . as." Whether as is present or virtual (as in "regarded that as necessary"), and whether be is present or virtual ("thought it [to be] a stupid error"), what follows these words is called the object predicate in school grammar.
Help, even when negated or interrogated, omits for and (when more like a modal verb) may omit to: "They helped us (to) finish the job on time." In this example, us is as much object to help as subject to finish. When the nominal in question is longer, to can be present: "The manager helped the new employees (to) learn how to handle that matter." When negated, truly interrogated, or in comparison (i.e. following than), as well as when help is itself and infinitive, to is more likely to be virtual (deleted); e.g. "The manager didn't help the new employees learn how to handle that matter," "Did the manager help the new employees learn how to handle that matter?"--and also "He helped others to finish their projects more than he helped us finish ours" and "She gave up her free time to help us finish our project." SEE BELOW.
With causative verbs other than make, for is virtual but to is present: "That caused/forced/impelled us to be vigilant." Verbs of commanding, requiring, etc.--which are volitionally (deontically) causative--act like causatives; e.g. "They required us to pay on time." Like help, make is a bit different from other causatives in that it drops both for and to (e.g. "That threat made them pay on time") unless it is separated from its infinitive construct object--in which eventuality, to is acceptable, as in, "The commander made every single soldier that has been exposed to mustard gas (to) take a shower lasting fifteen minutes.")
In the colloquial usage of some regions, a few simple infinitival expressions are used instead of an prohibition (negative imperative); e.g. "Not to worry!"
CAUSATIVE HAVE AND GET AND THE CORRESPONDING CONTRACAUSATIVES
One needs to distinguish causative and contracausative get and have (on which see the details in nn. 20-21 on pp. 225-226 in Bailey, Essays on time-based linguistic analysis. There, it is said that have and get parallel the be and get passives. But those examples come from marked imperatives, which should doubly reverse passives, given that causatives constitute a marked verb category. Whatever the truth, contracausatives do reverse causative uses:
|
Intentionality |
CAUSATIVE |
CONTRACAUSATIVE |
Responsibility |
| Directly or purposely causing (default) |
"They got their hair cut." |
"She
had her favorite dog die on her." " He had his benefits cut off." |
Not responsible (default) |
| Obliquely causing (more marked) |
"They had th'others speak in their place at the annual meeting." |
"He got his sleeve caught on that hook." |
Obliquely responsible (more marked) |
|
The foregoing are predicted all to be reversed when negated or truly interrogated and when they are objects of imperatives. For the different status of a predicative participle with the object of see and the object of (non-causative, non-contracausative) have, see Bailey, Essays on time-based linguistic analysis, p. 163. |
|||
These differences are very subtle. Causative get
reverses the non-intentionality of passivizing get (as in "He got
caught"), while contracausative get indicates a degree of negligence
that brings on or results in what happens. By contrast, causative have
and contracausative have connote a degree of non-directness or distance
from what happens. Note that when have is contracausative, "He had his
benefits cut off"--not to be confused with a simple description with
non-causative have--the sense is that he caused them to be cut
off." The similar-sounding contracausative sentence conveys the
sense that it simply happened to him without his knowing why. If he had
known why, got would have been more appropriate.
Older grammars objected to split
infinitives, i.e. putting a modifier between to and the verb form, as in "to quickly depart." But:
-- since to a functor parallel with be and get in passives,
have and had in anteriors, will and would in the
constructs that they form,
--and since none of the foregoing resists having a modifier between the functor
and what follows (e.g. "had always been quickly observed"),
--there are no convincing grounds against splitting infinitives--something that
educated speakers frequently do and indeed have to do sometimes to avoid
ambiguity.
|
The most important instance of RAISING needed for school grammar can be illustrated with the following example: Stacey happened to have been thought to have been present. we have to begin with the following basic sentence, in which the eventual subject, John, is the subject of the most deeply embedded subordinate clause: That someone thought {that Stacey had been present} happened. When the first clause (the underlying subject of happened) undergoes PASSIVIZATION, we get: That it was thought {that Stacey had been present} happened. Stacey is first "raised" to become the subject of the clause in which it is embedded to yield: Stacey was thought {to have been present} happened. Note the change of the finite verb had been present to the infinitive to have been present. A second "raising" makes Stacey the subject of happened, as was thought becomes infinitival to have been thought: Stacey happened to have been thought to have been present. I found that Berlin and Brunei students greatly enjoyed becoming proficient in raising long strings of embedded clauses. Quasi-modal verbs and modal verbs actually represent raisings. Thus, Stacey hadda (or must) leave can be analysed as having been raised from <{That Stacey leave} was (or is) necessary> where was and is stand for the more correct underlying be. |
16 SUBORDINATE
CLAUSES III--EMBEDDED
NOMINAL CLAUSES; EXTRAPOSITION
Like nouns, nominal clauses can be subjects or objects of predicators or prepositions; nominal clauses begin with that or, if they are of the WH-variety, with whatever or whichever (either determiners or pronominal) and with whoever. Note that when whatever, whichever, and whoever are pronominal, they are equivalent to an underlying anything that or anyone who . . . Note also that complementizer-that is often omitted when the clause is the object of a verb of speaking (with time-sequencing!) or a conceptual verb like knowing, thinking, and the like; but understand leaves that in place, and realize usually does so--as always does see in the sense of these two verbs. Compare these uses:
Subject and predicate complement: "That he was not healthy was what we had assumed."
Object of verb of speaking: "We claimed (that) it was time to
leave."
Passivized: "That it was time to leave was obvious."
Object of a verb of knowing/understanding/realizing/etc.: "They
understood that we were
unwilling" and "We saw that they
were unwilling."
Object of a verb of perception/feeling: "I heard/saw that they were ready."
Object of any preposition: WH-nominal clauses like "We were aware of what was impending."
Object of except, besides, but, than: "We knew everything except that one document was missing." (Without cannot take as its object nominal clause or an infinitive construct.) Note that it goes against the grain of the system that respect clauses having a that clause as object of in (as in "It's more suitable in that it is at least not old and run-down"). One is tempted to analyse such examples with a virtual "respect to the fact" coming between in and that.
The foregoing uses should not be confused with the function of that-clauses
as appositions:
"The fact that they had failed to do their work was something that
caused chagrin."
Like what, who, and which, adverbial where, when, why, how
can create nominal indirect
questions (which do not display interrogative word order SEE
L78):
"He knew
what had happened"; "We wondered what it was."
"She knew how to do
it"; We wondered why it was there."
Cf. the conceptual use of see in: "She saw who did it" and "He saw where it was";
Note that in "They asked us what had happened," us is the object of one of the few verbs (cf. call, consider) that takes two direct objects; and (ii) that from where cannot be used in a question, direct or indirect, but only in a non-restrictive relative clause.
A different kind of nominal clause functioning as an indirect question begins with if (unmarked) or whether (marked). An if-example like "They asked if we were ready" expects an affirmative answer, whereas "They wondered whether we were ready (or not) leaves open the possibility that the answer can be either affirmative or negative.
Since nominal clauses and infinitive constructs can be objects of prepositions as well as subjects and complements of a finite predicator, they function like nouns. Since "the person in the front row" and "the one I talked to" can take genitival 's (contrast current usage with Shakespearean the King's daughter of English and Jacobean the Lord's our God), such constructs are obvious of a kind with the noun in helper's. If one is to have insight into a grammatical system, it is essential to understand this--and that modifying phrases, clauses, and infinitive constructs fit into the same slots as a simple adjective or adverb (except that they are not amenable to comparison). This is the key to building and understanding the grammar system.
A grammatical process aptly named extraposition replaces the subject of a clause with the dummy-subject It or--when the subject is an indefinite nominal, not an infinitive construct or a nominal clause--There and then places the original subject after the predicate.
To go to town was necessary ==> It was necessary to go to town.
That they were unwell is obvious ==> It's
obvious that they were unwell.
A tennis court has been built here ==> There
has been a tennis court built there.
Cf. "They told us that there is a cafeteria in that building."
Sometimes, extraposition occurs in a different way, affecting only a participle modifying the subject (which is left before the predicator):
--"He
left the house running." "She arrived here exhausted."
--"It wasn't fair their doing that."
Occasional variants occur like "It has its own special character, this theatre does" or "It has its own special character, does this theatre."
See further on cleft-sentences and cloven-sentences in Appendix C.
17 VERB MODALITIES IV--MODAL VERBS
Modal verbs or modals constitute a special kind of auxiliary verb. he English modal verbs are:
The term force is used in analysing modal verbs or modals; see p. 240 of my Essays on time-based linguistic analysis. They are (paired ones like) will : would, can : could, may : might and also (unpaired) should, must, and ought. Would (which, like will, has got three non-posterior uses; see the next-to-last box below), could, might, and should (with four uses, including the virtual $ discussed below; one use of should that is of particular interest is mentioned in the next box below) are called conditional forms and can serve as doubtful presents or posteriors and (under given conditions; see the last box below) as past-posteriors. The other forms are exochronous. See below for transvestite modals and quasi-modal verbs.
Though force can have a wider sense (as when we speak of the causative or factitive force of verbs ending in -en, -ify,–ize and -ate like deepen, simplify, specialize, and activate, as well as cause and make), its grammatical and logical use has to do with the psychology and ontology of modal verbs. Necessity and possibility (either of which can be reduced to th’other, since what is necessary is what is not possible not to be, and what is possible is what is not necessary not to be). These forces can be either ontological (technically epistemic) or moral (will-based; technically deontic); thus, epistemic can and may speak of what is ontologically possible, whereas deontic can and may permit or (when negated) forbid.
Many
languages divide up reality into factual, realis, and irrealis
categories.
Realis is what is neutral between being factual and irrealis;
many languages, including the daughter languages of English, combine past and
posterior forms (e.g. bin go “was going to”; cf. English would)
to express unreality.
The irrealis category can be subdivided into various subcategories:
|
What is negated or interrogated, and in general what is not actual, including whatever is doubted (the technical term is dubitative), conjectured, hypothetical, or contingent and lies in the future or outside of time (what Classical grammars called gnomic assertions); What is unexpected (i.e. uncertain or doubtful: technically dubitative), counterfactual, or desired. |
|
When we say what can (have) or may (have) be(en), we are not excluding the possibility that it already is—it possible is or is not. But when we use the conditional forms, could, might, and would, we shift the likelihood into the negative column: We are implying that the possibilty or reality does not exist or at least is unlikely. |
|
Some facets of analysing English verb forms require the classificatory features [expectative] (unexpected; neutral; expected); [factual] (what is a fact; neutral; what is counterfactual); and [desiderative] (desired; neutral; undesired (what is disliked or disgusting). What is counterfactual, the most extreme irrealis situation. |
|
Negative |
Anterior |
|
Purpose2 |
Imperative Infinitive (not gerund) |
|
1Not superlative.
Under comparative are understood not only more but also [(just)
[this/that] much, very, too, and right—though
not right would be odd. |
|
|
Double and quartern reversals end up looking like a default form; three reversals resemble a singly reversed item. |
|
UNMARKED |
M-A-R-K-E-D |
|
|
Realis Modalities |
Irrealis Modalities |
Classes of verbs |
|
Present (progressive) Past (plain, progressive or
habitual—“used to”) |
exochronous |
auxiliary verbs, including modal verbs |
|
Verbids are gerunds, participles (both unmarked), and infinitives (marked, as shown above). They have anteriors formed with have and posteriors formed with be going to. Both exochronous or conditional forms of modal verbs have anterior modalities. |
||
| *Note go in expressions like go crazy--not the same as go crazily. | ||
F. R. Palmer noticed (see Essays on time-based linguistic analysis, p. 234, n. 29) that as a result of the different scope of negation in epistemic cannot and epistemic may not, epistemic cannot means "It is not possible that . . .," whereas epistemic may not means "It is possible that . . . not . . ." Consequently, "He can't be in his office" doesn't allow the possibility that he could be there, which is allowed in saying, "He may not be in his office." The difference between deontic can/can't and may/may not is more subtle in that the power to command is more latent in the case of can than with may, for which reason deontic can and can't are politer than deontic may and may not. Robin Lakoff noticed that using must is peremptory when spoken to those one has power to command, whereas it is polite to one's superiors, as in "You must try some of this cake." As for one's equals, we use have (got) to . . . If we insert simply into the preceding expression, it simply adds a degree of urgency; e.g. "You have simply got to help those people resolve their dilemma!" For finer force distinctions, see Essays on time-based linguistic analysis, p. 241.) One should also not forget also optative-may in "May they survive this catastrophe!" with its verb-subject word order. In a few old expressions still in use (almost in quotation marks), may is virtual (deleted) and the word order is inverted; cf. "Be it ever so humble" and "Be that as it may." Such expressions are today more like lexical entries than matters of analytical syntax; they are learned as a single bloc. Note that epistemic and deontic forces exhibit reversed uses of the be and get passivizing auxiliary verbs.
Note that should and seldom-heard shall are no longer related like will and would. Two uses of shall are (i) an interrogatively worded polite suggestion or invitation (e.g. "Shall I/we help?") or (ii) a determined promises or threat (e.g. "I/we shall return"). Besides (i) the use of should in the sense of "ought" and (ii) the dubitative or unexpectative sense of should (e.g. "If they should be doing that, . . . "), there are two uses of this modal verb that warrant comment:
(iii) The frequently omitted (and therefore
virtual) should in expressions of necessity or volition and those of importance
or propriety; e.g. "They insisted that we $ not remain there"--where $
represents a deleted should--one that can grammatically also be present.
The use may also be found in purpose clauses like "I'm working hard so that this
project succeeds," especially those beginning with lest. (The
examples, "I wanted the help on this in order that the work not be left
unfinished"--note the negation---sounds better than interrogative "Did they want
to help in order that the work be ready on time"; worst of all is "I wanted to
help in order that the work be ready on time.") In contrast with the foregoing, "They insisted that we didn't remain there" is a
factual assertion--at least in North American English. See L26 and L54,
which shows how the exochronous modality is becoming the new American
subjunctive (the older subjunctive mode was lost in the first half of the
twentieth century). An example is: "My policy is that it
stops."
The three uses of should discussed so far are irrealis.
|
The ignorant characterization of the $ use of should as a "subjunctive" is clearly wrong on three or four points, which are all automatically accounted for by the foregoing analysis. Note the three main points of the unassailable argument: --Should can be present; it doesn't have to be deleted. |
(iv) The use of factual should in an expression of (non-)desideration or
(non-)expectation; e.g.
"They were (not) disgusted (or "[not] surprised") that others
should be spreading that rumor." Even Brer Rabbit (who spoke
African-American Creole almost a century and a half ago) said, "And who
should 'e meet but Brer Fox!" This archaïc expression implies the
virtual presence of an expression like "to one's surprise" or "to
one's dislike." Where the factors of desideration and expectation
are neutral (the mid value of the features), should is irrealis.
Dubitative should occurs in hypothesis
clauses--in place of the would that is heard in similarly unexpectative
uses with wish, It's time, and would rather/prefer/just as soon as;
see Lesson 18.
The three non-posterior uses of will and would
are:
|
Volitional
(“be willing to” or “insist on, persist in”) in “If they
will just shut up” or “If they will keep doing that” and “If
they would only make less of a racket!”
Cf.
"They would insist on going to an expensive restaurant."
This would can be posterior or
non-posterior.
A less frequent sense is “bequeath in a last will and
testament”; in this sense inflected wills exists and can
take do-SUPPORT, though
neither this nor the inflected is possible for the other uses under
scrutiny here. |
|
Epistemic
or presumptive in
“It’ll be there by now” and “It will’ve arrived there by
now.” Would is
found as a past only in mind-reading quotations in “She would’ve
arrived there by now, he mused.” |
|
Characterizing in “She will reply like that every time you ask her
about it” and “She would reply like that every time you asked
her about it.” The
latter is stronger than merely habitual used in “She useta reply
like that every time you asked.” |
Indirect imperatives formed with let and may:
|
Third-person indirect imperatives
or jussives formed with let, |
|
Concerning imperatives (the direct kind--not the "Let's you and I do it" sort (where Let's is an operator rather than a true verb)--, consider "Ensure that it stays in place" and "Make sure that it will be done on time." Here the imperatives have nominal purpose clauses as their objects; the predications of these clauses are expressed with the exochronous modality. Contrast the dubitative/non-expectative alternative: "Hasten the process that would bring out the desired goal." See Lesson 18 and the discussion of subordinate (temporal-adverbial, relative-adjectival, and nominal-whatever clauses depending on a main clause with a posterior predication of dubitative/unexpectative force:
Clearly, only the generic
clauses with WH . . . ever permit the should
alternative the way surrealis hypothesis clauses like "If it should
even stop, . . . " do. Evidently, grammar quite logically regards hypothesis clauses as generic
(gnomic). Unlike hypothesis clauses, none of the foregoing allows would
in the manner of object nominal purpose clauses like "Hasten the
process that would achieve the desired goal."
Foreigners who speak non-Romance languages are wont to misuse
"will" (or "be going to") for subordinate clauses
embedded in clauses with a posterior predicate--especially those
beginning with if, unless, when, as soon as, until, once, before,
after, or a WH-pronoun
(as in "Whoever [or: "One who"] does that will
regret it").
Is the overall pattern statable in summary form and amenable to an
explanation? If it is, we need a way of
distinguishing object purpose clauses from other subordinate clauses in
posterior time. To forward our investigation, it is worth noticing
that in past time, adverbial purpose clauses--which look to the future--can take
would or might--as well as the infinitive:
--"She worked long hours in
order that she might/would have enough for a nice vacation trip."
(Cf. "She worked long hours in order to have enough, etc.")
The data pattern leads us to wonder whether an object purpose clause--which is
nominal rather than adverbial might nevertheless allow might:
"Hasten the process that might bring out the desired goal."
This seems acceptable, though might is less usual than would,
even though the converse holds in the adverbial example in past time.
C |
|
In contrast with result clauses, which have ordinary verbs, as in "They save their money, so now they can buy a car without going into debt" and especially examples with so . . . that like"The worked so hard that they are now well-off," similar-looking adverbial purpose clauses have irrealis predications--which observe time sequencing in differentiation will, may, can from the conditional forms would, might, and could--used when modifying something in a main clause with a past predication:
"They are saying this
(so [or "in order"]) that it will/may/can be
clear that there is a very real and present danger in such actions." Notice that the exochronous is being more
frequently used in the non-past type; e.g. "They
are saying this (so [or "in order"]) that it will/may/can be clear
that there is a very real and present danger in such actions."
See more in Lesson 8 for the exochronous modality with past purpose clauses beginning with
lest for the exochronous modality in object (nominal) purpose
clauses like "Ensure that it stays in place." |
Besides the real modal verbs, there
are a few hybrid categories. Ought is like help in allowing
the omission (usual with true modals) of to when the main verb is negated or
truly interrogated. Besides
non-modals taking a long infinitive that have meanings like modal verbs--be
bounda, be sposeta, (ha)d better, be able, be allowed/permitted, be required/obligated--there
are transvestite modals like need and dare--which can be
modals when negated or truly interrogated. We can say "You don't need
to do that" or "You needn't do that"; note the form and placement
of the negative and well as the difference between long and short complementary
infinitive. We can say "Do I dare to ask"? is a
straightforward question,
but "Dare I ask?" is rhetorical and can convey reluctance;
"I don't dare to ask" is a statement, whereas "I dare not
ask" implies a degree of foreboding. The modal constructs convey irrealis
connotations. The connotations of granting permission conveyed in need
not or needn't are very attenuated, if not absent, in "don't need to"; and dare
not or daren't express disbelief or dislike, reluctance,
repugnance, fear to a degree that is
absent in don't dare.
Let always takes a short infinitive like a
modal. Lets is now used by some without an apostrophe as a sort of modal operator in "Lets you and him do it" or "Lets you
and me do it" (with a double pronominal reversal in the marked context). If causative make is not too distant (a concept
relative to the tempo of utterance) from its infinitive, the infinitive can be
short; this is not true of other causatives (except let). SEE
ALSO HERE. Want and wish take long infinitives.
Aside from vernacular double modals (e.g. might
could, shouldn't oughta) used by some speakers, there are quasi-modals--semantically modal but grammatically non-modal
expressions--hafta/hasta/hadda,'ve gotta, be sposeta, be
bounda, 'd rather, 'd just as soon, be fixinda, liketa (= liked
to've "almost"),
and useta (use be in Irish English), as well as completive
done in has done gone and several other quasimodalities that are
mostly limited to the African American Vernacular English (AAVE); e.g. the be
steady modality discussed by Prof. John Baugh at Stanford University, most
of which Dr. Crawford Feagin has found in vernacular forms of Southern States
English (no surprise, given that in the formative days of English many Southern
white children were reared up during their language-learning years by Black
nurses; many effectively became bilingual--most obviously on John's island
in South Carolina, where the African American population [most of the plantation
inhabitants] spoke Gullah). One can speak of semi-modal keep (on)
V-ing and start V-ing.
18 CONDITIONAL
SENTENCES, SURREALIS
CLAUSES;
WISH, WOULD PREFER, &c
A conditional sentence has two clauses--a main contingency clause and a dependent adverbial hypothesis clause. The hypothesis clause makes grammar-learning more complex than the contingency clause does. A surrealis clause is any sort of clause embedded in a clause with a posterior predication--including an imperative. Surrealis clauses have distinct forms for neutral, dubitative/unexpectative, and the overmarked expectative forms--in contrast with conditional sentences that are not posterior, which only distinguish neutral and counterfactual forms. A competent instructor should be able to lead pupils to make the right deductions from examples presented in a systematic order as to the degree of irrealis force of given surrealis clauses:
From the following data, the patterns are evident; they are summarized in what follows:
Past:
"If it was delivered to her, she was/is one happy
person."
"If it had('ve) been delivered to him, he would've been happy
to receive it."
"Had it been delivered to us, we'd've been delighted."
|
Consider the double past-anterior (which has parallels in French and German): If I'da (hadda, had've) been there, . . . Many educated speakers use this form. Note how "If I'b been" has "'d" assimilated to "b" by a normal English sound rule; in faster tempos, the two "bb"s coalesce and we hear "If I been"--where "'d" ("had") gets entirely lost. The doubled form prevents this. Since "If I had have" (used by one British playwright) sounds strange, it is easy for "If I'd've been" to be misinterpreted as "If I would've been"--though there are other reasons for using this last form. Note that 'd stands for had, would, and-- after a WH-word (what, who, how, when, where, why, etc.) as well as so-did. (This is an environment in which 's can stand for does. |
Hybrid:
"If it has been lost, there will be difficulties."
Exochronous: "If she's there, she's probably reading."
"If she were/was here, she'd be reading."
"Were she here, she'd be reading." [see below on if-deletion]
Posterior: "If it arrives late,
there'll be a problem. [neutral]
"If it arrived late tomorrow, there would be a problem." [dubitative]
"If it should arrive late tomorrow, there would be a problem."
[dubitative]
"Should it arrive late tomorrow, there would be a problem."
"If it would in that case arrive late, there would be a problem."
[concessive-dubitative]
"If it'll arrive late, there'll be a problem. [expectative]
"If it's gonna arrive late, there'll be a problem.
[concessive-expectative]
NOTE that dubitative is [-expectative]. Note too that changing should to were to or would in a dubitative posterior hypothesis clause makes it concessive; e.g. "If she would/were to be late--because of what you think may happen--then there'll be nothing we can do about it." As to how something can be both dubitative and concessive or treated as factual, this is possible where the factuality of a doubtful contingency is assumed. The foregoing example means: "The contingency that In an expectative posterior hypothesis clause, changing will to be gonna makes it concessive; e.g. "If it's gonna arrive late tomorrow, as I expect, won't be without an alternative plan of action."
(i) A neutral surrealis clause has the exochronous modality for
posteriors; the contingency
has will or an imperative. Presents and past hypotheses and
contingencies remain unchanged from usages that would prevail in any other kinds
of clauses; time-sequencing would of course prevail. Foreigners who do not speak Romance
or Germanic
languages have difficulty with neutral posteriors: They use a posterior
modality in the hypothesis clause instead of the exochronous modality; this
converts them into the expectative type. Will plus verb is fine in
the contingency clause.
(ii) The dubitative/unexpectative kind has some variant of the
TEMPORAL THROWBACK--one of the temporal modalities of
English (see Appendix C). In the instance of a present or past hypothesis clause,
it is counterfactual: Present becomes past ("If they were speaking
about it now, . . . "); past becomes past anterior ("IF they had spoken
about it before then, . . . "); the contingency clauses have would
(present- or exochronous-counterfactual) and would have (past-counterfactual).
The posterior subtypes of dubitative/unexpectative hypotheses have the temporal
throwback in several different forms and degrees of non-expectativity:
The normal past verb or a compound verb formed on should is dubitative; were
to plus a verb is very unexpected; and will and be gonna are expectative; see below
for the variants in the order of increasing unexpectedness: past,
should, were to). (The main or contingency clause has would.)
(iii) The expectative category (present only in posterior hypotheses) has
be gonna or will
like an ordinary posterior. (The main or contingency clause has will.)
An example with an imperative in the main clause is "Hasten the process that will bring out the desired goal."
Common errors (especially on the media) for past-counterfactuals are: (i) use
of a past ("If it did," "If it was going to") and use of were
(as in "If it were [going to be] ready") which, in third-person
singular predications, is a present counterfactual (which can also be was,
unless if is omitted and the word order gets inverted). An alternative
that is now emerging for past-counterfactual hypotheses has would've;
e.g. "If they would've been there on time yesterday, . . ."
The reader should
be aware that not all if-clauses
are hypothesis clauses; some are nominal--indirect questions (CLICK
HERE). If can be deleted if the hypothesis verb is were (not
was!), had, did, should, or could; one of these
verbs replaces deleted if and subject-verb-inversion results, as in "Were
they here now, . . ." or "Were that to happen, . . .," "Had
we known, . . .," "Did they but care, . . . ," "Should our
plan fall through, . . ." "Could they but see our point of view, . .
."
Can you find a grammar that understands the systematic
relations between verbs clauses depending on certain posterior-oriented
verbs—as well as imperatives and most infinitive uses--and subordinate clauses
depending on a future predication in the main clause?
Neutral:
“If it’s on time tomorrow, I’ll be there when she arrives.” (ContrastNote that the dependent clauses following verbs of different types are formed like the contingency clauses of conditionals, except that should is not found in them; only would is used for dubitative examples. Expect and promise have expectative forms. Hope can be neutral or expectative; even dubitative examples like "I hope that they would rescind that order" exist. The verb doubt does not have to take a dubitative dependent clause; we hear both "I doubt that that'll work" and "I doubt that that would work."
Speakers of non-Romance foreign languages have a lot of trouble with the neutral variant of hypothesis clauses; e.g. “If it’s on time tomorrow, I’ll be there when she arrives.”
Using will in the If-clause come across with a strange expectativity when the speaker does not intend. (Since most languages do not distinguish present and exochronous forms, often grossly misnamed "present simple" forms, they find it difficult to use the English exochronous modality. Some native-speakers exhibit the error of changing wish to wished—instead of, or together with, throwing back the time of the dependent clause, as when a person says, "I wished they were here."Grammar is the most involved and complex system any human being ever acquires; to teach grammar without instilling this consideration is unforgivable negligence. One cannot understand notions of correctness other than authoritarian notions of a mythical "standard" or even "do as you please" without understanding what fits the system--what is system-conform--and the contrary.
Examples with wish, etc.
Wish, 'd prefer, 'd rather, and 'd just as soon can take various constructions, including the foregoing:
"I wish that they had been there/were here/would be on
time." (Avoid the goophasm of throwing back the wrong word and saying
wished for wish!)
"I'd prefer it if they went back; I'd prefer that they (should) leave now; I'd prefer it
if they left now/were to leave now/would leave now; I'd prefer their going back;
I'd prefer (for) them to go back."
"I'd rather/just as soon that they remained/(should)
remain."
It's time for them to leave/(that) they left/(should)
leave."
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AFTERWORD
As soon as we give up the much-counterevidenced error that functor words do not get borrowed and its dependent, twin error that English is a lineal descendent of a Germanic language--Anglo-Saxon--and as soon as we pay attention to structures and in particular to the resemblance of Middle English structures to Romance-language structures, the sooner we can see the true nature of English, abandon terms denoting categories of Latin or German but not English, and arrive at a true picture of what is the greatest and most flexible language in world at the beginning of the third millennium. Readers unable to do this, readers unable to deal with terms, etc., should not be in any aspect of the grammar business. Readers making terms too narrow ("continuous past") or downright wrong ("present-perfect tense") should not be in the business of writing grammars. Let's get real!
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