BASIC ASPECTS OF MARKEDNESS THEORY
IN DEVELOPMENTAL LINGUISTICS
© 2000 by Orchid Land Publications
[updated 20001501, 20050809]
i
PRELIMINARIES
(see also L30.html [and L92.html])
Marking theory is based, not on what is normal (i.e. statistically preponderant) but on what is natural in a clearly conceptualized sense: What is natural (and in fact a default form or usage) in an unmarked context (where context can involve any component of the grammar, including stylistic matters like emphasis), and what is natural in a marked context), and what is natural in an overmarked context is defined implicationally:
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Items closer to the most-impliED end of an implicational gradient are more natural than items that are progressively closer to the most-implyING (most-implicant) end of the cline. |
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But a less-natural or marked environment can reverse the values of the foregoing default or unmarked values. Besides an irrealis (or even a specifically factual) context for predications, there are a few, specified contexts (grammatical, phonetological, or stylistic and pragmatic; for phonetological environments, see Essays on time-based linguistic analysis [1996: Oxford Univ. Press, p. 293) contexts in which reversals occur. A marked item in a marked environment exhibits a double reversal to look or sound like a default item. |
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A natural situation is one in which the relative degree of markering corresponds with the relative degree of markedness. |
Thus, in any
position in a syllable in which we find //k// in a language, it naturally
implies //t// in the same environment. (Where this is not so—Hawai'ian
lacks //t// altogether, as //t// changed to //k// when //k// became a glottal
stop--we have to look for a higher-level phenomenon (see below) that overrules
the implicational prediction. Feature values in markedness theory in the
developmentalist framework are three-valued (ternary); there is usually a
neutral value between the extremes. (The values are given in an Appendix
to the Reference Minigrammar in the volume referred to in the box below. There are no phonemes in developmentalist
linguistics; the units, phonetemes, are conceived of
differently. Vowels have three degrees on the frontness-backness
parameter and also three on the high-low parameter; each of the latter positions
is subdivided into
closer and opener. Consonants are labial, apical,
or velar (with subfeatures for prevelar, neutral, and postvelar)--with more-fronted, neutral, and less-fronted
subvalues for each.
There is also a sulcal-neither-lateral feature
for liquids--//r// and //l//, respectively. The phonetological rules are ordered
according to the usual criteria.
While child language can play a róle in studying
naturalness--less-natural sounds and syllable shapes are acquired later than more-natural
sounds and syllable shapes, one
should be aware that vowel-space and consonant-space are more restricted in the
earliest phases of language-acquisition. Thus, labials are first acquired,
though after consonant space has expanded, labials are not the most-natural consonants
in any of the positions discussed below. Similarly with vowel space.
A child begins with some kind of [a] and progresses to [e] and then to [o]; but
as vowel space expands, the least-marked positions after the low vowel are [i]
and [u]—in the upper corners of fully developed vowel space. So much for
child language.
There are two aspects of markedness theory—MARKEDNESS-REDUCTION
(regularization of forms and syntactic patterns) and REVERSALS
in marked contexts and even somewhat exotic reversals in the markedness of an
item or context itself.
Before proceeding, it will be helpful to help the
reader conceptualize markedness itself. The most useful
criterion for ascertaining the markedness value of any unit of any component in
the grammar is natural change—"natural" being qualified by reversals in different
environments discussed under iii below and with a few changes (standing
somewhere between connatural and abnatural) that overrule the usual
directionality of change (listed on p. 293 of Essays; see the box
below). An unmarked unit or context can be thought of as the default
unit or context. The usual pattern for a given environment is
encapsulated in the formulas:
i. If x changes
connaturally to y, then y is more natural/marked than x.
ii. If x implies y (as the result of i), then y is more natural/marked than
x.
Time obviously is an important ingredient in developmentalist linguistics. The foregoing principles apply to the special situations of deletion and insertion if y is regarded as deletion or, respectively, as a virtual (epenthetic or parasitic) consonant. Reversals occur in contrasting environments; e.g. while heavy (unaspirated voiceless) obstruents are usually less marked, in the assimilatory environment between vowels (under given stress conditions in English) a heavy //t// changes to a the corresponding light //d// (a light consonants is either voiceless or unaspirated or both) in city (in most kinds of English other than in parts of the British Isles), thus reversing the default pattern. We see here that assimilation reverses and overrules the otherwise natural pattern; of course assimilation is a very natural development, and its results are natural in the relevant contexts.
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The main source book for the markedness theory discussed here is C.-J. N. Bailey, Essays on time-based linguistic analysis (Oxford University Press, 1996); see Chh. 1, 5, 6, 10. Detailed application of this information to a new way of looking at English will appear in a volume to appear on CD-ROM from Orchid Land Publications during 2000 AD. |
Even vowel length is three-valued, at least in North American r-less varieties of English. Consider North American r-less English: card (where //r// is replaced with not phonetological and phonetic lengthening of the preceding nucleus) : cart (with //r// replaced by phonetological but not phonetic lengthening of the preceding nucleus) and cod (where "o" is phonetically lengthened before a tautosyllabic light consonant) : cot. Note that nuclei are less long before tautosyllabic heavy obstruents than before other tautosyllabic consonants:
| long | half-long | short |
| card | cart cod |
cot |
Parallels with the foregoing are heard in curd : curt/cud : cut and in cord : sort/sawed : sought. The word-final nucleus in mar is longer than the nucleus in ma in the varieties of English under scrutiny; and a similar relation holds for the nuclei in fur and duh and in (stressed) for and paw. The situation is one in which language-user hears only a binary distinction between long and short, while phonetic instrumentation record three lengths for a given vowel. (Of course, the higher a vowel, the louder and longer it must be in order for it to be heard as having the same loudness and length as vowels lower than it.)
ii
It is reasonable to think that MARKEDNESS-REDUCTION
originates with child learners of a language. A language that is too
marked is harder to acquire than some other kind, and efficiency requires
getting rid of some of the baggage. The replacing of fewer by less
(which we deduce from the change to be the less marked of the categories
represented) in much current English ignores a category that uselessly
complicates the language. However, the distinction between all nouns and
all of the nouns or between both nouns and both of the nouns is
so well-established with other quantifiers—e.g. some, no/none, certain, many—that
it simply regularizes all and both, thus ignoring grammarians'
concern for uses of French and German. When and how much is discarded is not
known, though languages with little contact with other languages (those of the
Pacific Ocean) exhibit radical simplification in phonology and inflection.
This naturally increases the burden of morphology (e.g. different words for
possessive "of") and syntax.
So much having been said, let us consider some
problematic examples from English. The regularization of know in I
knowed it and She just growed and growed are easy to
understand. But why do many speakers replace the past verb form with the
participial form in I seen it, He give it to me, I done it,
It come early.
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That contrary changes exist is easier to explain—in terms of what linguists call HYPERCORRECTIONS (the word itself is a bizarre combi- nation of Greek and Latin formatives). Having been corrected for the foregoing goofs, speakers adopt the contrary sort of form (which shows they "know" which kinds of forms are which!) and produce oddities like I've saw it, I've did it, It's came early, he's rang the bell, she's wrote two books on that subject.. A common example is saying attributive proven for predicative proved (cf. rotten and rotted) in I have proved it and a theory proved by those scholars. A proven theory is of course unexceptionable. |
Since confusions of transitivity like lay for lie and set for sit are isolated forms (I've even encountered await for in a newspaper!) are supported by an entire system of such differences, it is easy to see how they turn up. English has no trouble in using a transitive verb intransitively (the so-called middle diathesis, more accurately the contraponent diathesis), as in the system has now stabilized and thousands of additional examples. Saying lay for lie is simply an example of this property of transitive verbs in English.
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Causative verbs are preceded by be- or en- in English, as in bemean and decode or even un-; usually an adjective or a noun constitutes the main formative. A causative verb may be followed by -en, as in weaken and moisten, or preceded and followed by this formative, as in enliven. Many causatives end in -ate; e.g. initiate. The most productive formations nowadays add -ize or -ify; further derived nouns end in -ization (or -ism) and -ification. |
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The formative -iz- comes from Greek, which also had -az-; the derived nouns gave forms that English -ism and -asm derive from. From -iz- verbs, Greek commonly derived feminine nouns ending in -sis and well as masculines in -ismos; they were often paired with neuters ending in -ma derived from the same verb that referred to the result of the energization. This is not understood by translators of the Bible who ignorantly speak of "image and likeness" in the creation narrative of Genesis. The seventy bilingual translators of the Old Testament into Greek in the late third century before Christ actually wrote that humanity (Ādām ~ ánthrōpos) was created "according to the image (icon) of God and according to the Assimilation [i.e. to God]." Obviously, the difference is not an easy one. Learnëd scholars that commit the error just described can hardly berate the natural change of lie to lay. |
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For the silliness of past English grammars, see L92 on calling a verb like takes a "present tense," when it is neither a present nor a tense, but mostly replaces the subjunctive mode of yore. Putting English into the categories of Latin or German grammar is alien and silly. The French grammarians have been much more logical, though once correct terms that have become outmoded like passé indefini are as silly as it gets. Understanding what is involved there helps us (on L92) understand why "They have done it at noon" is un-English although "They have always done it at noon" is unexceptionable! |
iii
PROPORTIONALITY
As a result of the unidirectionality of change, patterns tend to be asymmetrical, with fewer categories in the more-marked contexts where no reversing or other factor intervenes. Change works to this end in both directions. Many languages have fewer differences in plurals than in singular nouns or verbs. And when a developed category disappears, it yields a similar pattern:
| Context: u singular m plural |
u m |
|
u items |
much many more more |
|
u items |
little
few less (fewer) |
More, less, and fewer are further marked as comparatives—i.e. with an extra marking for comparative forms of already marked parallel non-comparative items. For some reason, English has got more comparative forms on the "less" side than on the "more" side. However, the violation of expectations found in there being more comparative forms on the "less" side than on the "more" side causes fewer to get replaced (by less) in the usage of many native users of English. Note that, like one instance of more, fewer is marked both on account of its being a comparative form and because of its use with plurals, which are more marked than singulars. Indeed, it is the replacement of fewer by less in the speech of many that shows us that fewer is more marked than is less when it is an adjective. As for morphology (the investigation of form[ative]s and formations), note the difference between "You mustn't've failed to do that" (which is deontic, i.e. laying down a requirement, and can be augmented with "by the time they arrive") and "You must not've failed to move that" (which is epistemic, here: deducing a fact from some such evidence as a following "in view of its now being in the right position"). Linguists have noted syntactic and semantic distinctions between elided and non-elided forms--like gotta, hadda, useta, be sposeta, be bounda--and their non-elided forms. Their markedness varies according to the usage, though they are not markered (see the following box) by elision --i.e. they are neutralized with full forms like got to--when directly followed by a deleted infinitive (as in "They've got to [depart]").
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It is necessary to distinguish being marked, more/less-marked, and unmarked from markered, more/less-markered, and unmarkered--which terminology refers only to the outward form (not the status) of an item. Thus, adding -er to sweet markers it as a comparative form--whose status is marked. A language phenomenon is natural to the degree that markering corresponds to its markedness; thus, a form is more or less natural according to the degree of parallelism between its degree of markering and its degree of markedness. Since gotta, etc., are more markered than unmarkered but more-marked got to, etc., the reversal of predictions has to be laid at the door of assimilation--a completely natural phenomenon. (See iii below.) |
English distinguishes forms in various syntactic
positions. R, drunken, agëd, and burnt are
preferred as attributives preceding the nouns they modify, whereas rotted,
drunk, ag(e)d, and burned are preferred
otherwise. (The situation is more complex than presented here; see the
forthcoming volume on CD-ROM.) Contrast a rotten
apple with an apple rotted by the sun, a drunken sailor with
a sailor drunk on gin, an agëd teacher with wine aged in
an oaken barrel, and burnt toast with toast burned by having been left
too long in the oven. Note the form and position of the participle
after a noun in the contrasts rotten apple : apple rotted . . . ,
drunken sailor : sailor drunk . . . , aged teacher : wine
aged . . ., and burn toast : toast burned . . . :
In English, an adjective has got to be placed after the noun it modifies to
prevent the (disallowed) intervention between of a modifier or predicate
complement of the adjective of itself between it and the noun it modifies (note that we say apple rotted by the sun
rather than rotted/rotten
by the sun apple). In a long known to be drunken sot, the
speaker treats drunken as the main adjective modifying the noun sot;
one would be more likely to say a person long known to be a drunken sot,
where known is treated as
the main adjective modifying the noun person. What one cannot say
is: a long
known to be a drunken sot person. In summary, both the forms and
word order get reversed under the specifiable marked or non-default condition;
the attributive order, with adjective preceding the noun, is the unmarked or
default order in an unmarked context, but the form and order are switched in the
marked context. Incidentally, compound nouns are more marked than
simple nouns and sometimes employ marked forms of participles not used
otherwise; e.g. store-boughten, guilt-laden,
conscience-stricken, well-girt, misshapen, misspelt, overwrought, and others.
To take an example from phonetology, we determine
which segment is more or less marked in a given phonetological context by
noting--in languages of the world--what it implies and is implied by in the same
position and by ascertaining which segments change to it in that position and
which segments it changes into in that position in languages of the world.
The relevant positions of a sound segment in a syllable are: (a)
syllable-initial, (b) ante-pre-nuclear, (c) nuclear, (d) satellite (of a
diphthong or triphthong) (e) post-nuclear, and (f) post-post nuclear; note
that prenuclear is the default position, since some languages have
consonants only in this position and not elsewhere. Other positions found
in different languages are progressively more marked environments. (Note
that sibilants sometimes
don't match other fricatives consonants in the patterning. "Sh"
is more natural than "s" after a tautosyllabic nucleus.) In
terms of articulatory position (only), the consonants
that are most- and least-natural in (a) are the same as in (f) but the converse of those in (b)
and (f)--which agree. But if (b) and (f) reverse (as), (f) doubly
reverses, and ends up just like, (a), while (f) doubly reverses, and ends
up just like, (b). (See iii below on reversals.) If we ignore
vowel differences, tuck or dug is thus more natural than could
or good, respectively, while pup and bub stand in the
middle. Incidentally, a liquid final
fricative (with qualifications for "th" vs. a sibilant) is more
natural than a non-continuant after the nucleus; and a sibilant stands between
the two possibilities. Thus, Classical Greek orthotonic words could end only
with "n," "r," or a sibilant, though proclitics like
the unstressed preposition, ek could have another obstruent at the end. Back rounded
vowels tend to become more fronted and in time, like other non-back vowels,
become unrounded; thus, English put in many varieties exhibits the sequence of umlauting and then unrounding,
so as to sound just like the "i" following "w" in wit and
wizard. All else being equal, heavy vowels tend get higher.
The glides, pre-nuclear //h y w//, constitute
a real problem. (Note that diphthongs with satellite u are more
marked than otherwise similar ones with i. Note also that some
languages treat a given satellite as a consonant (Greek satellite u became
a labial fricative), though most languages treat it as vowel-like (and not a
separate segment but part of a single-segment diphthong); this is one of the rare
cases when it is legitimate to let a phonetic transcription--[au] vs.
[aw]--be influenced by the phonetology of the language. Some languages have
//y//, with or
without //h// being present, but no //w// (which has become //v// more often than
//y// has become an obstruent)--e.g.
German, Russian. Hawai'ian has got //w// and //h// (from older //f//;
heavy fricatives often become [h] over time)
as well as the glottal stop (from earlier //k//)--but no //y//--while some
Polynesian languages lack all three glides. In Micronesia, Marshallese has
got only [w]. All
three glides are heard in Classical Hebrew (which also had the glottal stop and
a pair of pharyngeal fricatives) as well as in English, Japanese, and
Malay--though //y// is marginal in Malay. Glides obviously present
problems for markedness theory.
iv
REVERSED USAGES AND VALUES
IN MARKED CONTEXTS
It has already been noticed that the naturalness of sounds can be reversed in marked positions, e.g. complementary positions in the syllable. The writers' Essays on time-based linguistic analysis offers many confirmations in English of W. Mayerthaler's theory of reversals in marked contexts--i. e. in marked forms (including anterior, exochronous, and posterior modalities as well as in imperatives and prohibitives and the modalities formed on modal verbs, marked usages, or marked linguistic environments), marked word order, and other kinds of marked contexts--notably negation, true interrogation, comparison, etc. Most forms can be reversed in a marked context. For verbs, such marked environments include negation, interrogation, and comparison, and certain marked subordinate clauses embedded in a posterior main clause that are called the surrealis environment, as well as the following verb modalities--anterior [e.g. have run], exochronous [e.g. runs], and posterior [was/is gonna run, will run]. Be gonna gets reversed to will (and vice-versa) in the marked contexts, and the same is true of the passivizing auxiliary verbs--be and get. See the early pages of Ch. 6 of my Essays on time-based linguistic analysis. It should be pointed out that will and would have three non-posterior uses that differ in their effects from the posterior uses (see pp. 203-204 in Essays.) We need not know which uses are less-marked and more-marked in order to predict their switches. Note the reversal of be and get in marked posteriors:
| It was
(being) studied yester- day. It got painted yesterday. |
It was getting
studied on the following day. It was being painted on the following day. |
A double reversal occurs in a
marked modality in the marked category of posteriors--was to: "It
was to be watched the next day" and "It was to
get copied on the following day." Where there of more than
one marking, each additional marking causes a reversal in the places where
reversals occur. (Being over-marked is the same as being doubly reversed
and ending up looking like an unmarked item; this is true of ever even-numbered
reversal, as shown in the literature on this subject.) Hence, in an
environment that is both a true question and negative, a verb usage will be like
the default usage.
It should not be thought that reversals occur only with
segmental phenomena (including word order) and not with suprasegmental prosodic phenomena (which can be
either segmental, like vowel length or tone, or suprasegmental [intonational],
like lengthening for emphasis, reversing high and low tones and degrees of
loudness. Contrast the dissyllabic noun cónvèrt with the verb convért
or the noun óverwith the verbs and
flòw óver as well as the noun únderbìd with the verbs ùnderbíd
and bìd únder. There is, however, no reversal when a verb is
copied from an identical noun (cf. the verb détàil) or when a noun is
copied from an identical similar verb (cf. the noun disdáin).
There are three or four special formations that are subject to their own special
rules (e.g. sýndicate [noun] : sýndicàte [verb]). P. 198
of Essays on time-based linguistic analysis lists special
categories in which unmarked falling stress is reversed to rising stress:
--names; notice that Worth doesn't rise in <Fort Worth, Texas> but
does rise when Texas is left off and Worth ends the name); T. S.
Eliot and T. S. are parallel;
—copulative or twofer compounds like stùdent-prínce;
—quantifier compounds like fìrst-áid, dòuble-héader,
and òne-tímer;
and
—compounds beginning with old like òld-máid, where the stress
is the same as in the phrase, òld máid.
Some examples, like Fòurth Ávenùe, combine more than one category; and
certain compounds with predictable and/or deletable second elements [e.g. Fóurth
Strèet] constitute exceptions, since the predictable second element is
always on a lower tone when not standing in contrast with some other item.
On the same page just referred to, ex. 67 provides interesting examples (analysed
from Bolinger's data) of intonational contrasts in which the tones of unstressed
syllables--the definitive contour of an intonational accent are changed, say,
from high tone to low tone. The unstressed syllable -gle in single
roll falls or does not fall, depending whether it is a compound noun or a
phrase; and the unstressed syllables, -ican, in American history
teacher fall or do not fall, depending on whether the first two items are
linked more closely than the last item in a double-compounded word (i.e. American-history
teacher) or whether the last two items are linked more closely than the
first part, as in the phrase exhibiting American modifying history-teacher.
Double reversals are not rare in syntax or in
prosodics. An example is found in the way in which subject-verb order and
the normal falling cadence at the end of a statement in English--cf.
"They're ready by now"--get reversed at the end to a rising cadence in
the true yes-no question, "Are they ready now?"--with a rising
cadence. (Note that the extent of the rise or fall is gradient in
all cadences; a truncated rise or fall conveys less finality in a fall or less
non-finality in a rise than a longer fall or rise, respectively.) The
cadence of the true question, "Are they ready by now?" gets
re-reversed--back to a falling cadence--in a WH-question
(one beginning with Where?, When?, Why?, How?, or How
[much]? as well as Who?, What?, and Which?) like
"Where have they gone?" WH
questions are more mark(er)ed than non-WH-questions:
A non-subject nominal (i.e. an object or predicate complement) as well as a
subject comes at the beginning (as in "What did they say?" and
"Who is that?").
Let's now look at several kinds of reversals in special (non-true)
questions. Both the word order and rising cadence of
a true question get reversed in an indirect question like "I'm
inquiring whether they are ready by now."
Reclamatory questions have rising cadences but reverse the word-order of a
question to unmarked order: "They're ready by now?" and
"They said what?" The echo questions, "Are they
ready by now?" and "What did they say?" both have rising cadences
(a re-reversal in the WH-question?)
but leave the interrogative word order unaffected--a double reversal? The tag questions at the
end of "They're ready by now, aren't they?" and "They
aren't ready yet, are they?" reverse the negation of the main sentence, the
relation (order) of subject and verb, and the direction of the final cadence--which
falls. In the rhetorical (marked) tag
question, "They're ready by now, are they?" both the negation of the
tag and the rising cadence of a true question get re-reversed--back to a default
non-negative expression with falling cadence; the word order also gets
re-reversed to that of an unmarked question. There is a marked
connotation in such examples; here, it happens to be the connotation of disbelief.
Reversals can result from emphasizing and also from over-correcting
utterances as well as simply for the purpose of conveying a marked meaning. In Bolinger's example, after
one has been invited to have a seat, one responds--not with unmarked "What on?"
but--with reversed and marked "On what?" The effect of
this is to convey the
marked sense of, say, one's dismay at not perceiving any furniture to sit on--except perhaps
a table or the floor. A person corrected for saying lay instead of
intransitive lie (the verb for reclining--not the verb for speaking an untruth) may then turn
around and say lie for transitive lay. (Of course,
contraponent lay [without an object] in "The puppy laid down" is no more incorrect
than saying contraponent [i.e. the passive or reflexive use of a basically
transitive, almost always causative, verb] translated
in "That book translated easily.")
While emphasis and other stylistic oddities
trigger reversals, social situations do this. In the later sixties, Robin
Lakoff pointed out that we say
—to a child:
"You may have some of this cake."
—to a person viewed as equal: "Have some of this!" or
"Taste this!" in the imperative form
But to someone treated deferentially as more than equal, we say:
—"You must try some of this!"
Note, how an
increasingly peremptory tone--permissive may (which would be rude to a
honored guest), a direct or oblique imperative, and the necessitarian
modal verb, must--is used for increasing deference, reversing the literal
usages of what is polite! In the third instance, must sounds
like invoking some more general principle than the host(ess)'s desire--though it
could imply, "You must do so to avoid making me cry, hurting my feelings,
being haughty," or whatever.
Let's say that one has three helpers or workers.
To a paid helper (one's secretary or a paid technician), one makes a polite,
even deferential-sounding, request in order not to seem to be domineering:
—"Could you please have this finished by noon?"
To one's buddy, one says: "How 'bout getting this finished by noon, man" or perhaps, "We hafta get this finished by noon." (It would be patronizing, or treating a friend like an employee, to use too many "please" expressions other than in special contexts.) To a volunteer--in the extreme case, former-President Jimmy Carter and his team--one would be very deferential, of course, and say something like:
—"Would it be feasible to have this finished by noon?" or "Would you mind having this done by noon?"
To all three kinds of helpers, we might make our request
reasonable by adding a reason why
the request is in order--e.g. "We need to get this done by then so that the
workers for the next phase can get started when they arrive about lunch
time."
Note that one needs to be polite to non-equals on
reversed grounds: To those who work at our bidding, we wish to avoid
coming across as domineering or flaunting our authority; to those we cannot
order around, we need to be deferential. What is notable is that deontic
or permissive may, which is polite for offering something to a child,
would be horribly rude and inappropriate for someone we cannot order
around. It is indeed strange that that must comes across as
deferential in the situation indicated. But that's the way language works.

[PAGE UNDER CONSTRUXION]
APPENDIX
Some phenomena are difficult to reduce to a system. Consider these examples:
| 1. They never said that. 3a. They didn't say that. 3b. No others said that. |
2. Never did they say that. 4a. Not . . . did they say that. 4b. Not to me did she say that. |
The dots in 4 are meant to indicate that without some word, phrase, or clause in that place--e.g. "once," "only," "for my sake," "to impress her," "when I was present"--the sentence is not acceptable. Clause-initial neither (a conjunction) is like the adverb never. Examples with clause-initial no, none, and not modifying the determiner or other modifier of a non-subject are infrequent:
| 5a. No aliens did we find there.
(No is a determiner.) 5b. None did we see. (None is a pronoun.) 5c. Not many did we find. (Not is an adverb.) |
We do not find the exact reversal of 3a (the asterisk indicates a non-existent example):
|
6a. *Not that said they.
(Not is a quasi-determiner.) |
Note other asymmetries in our examples:
a. Only 1
lacks the inserted crutch word--a form of do--in the absence of another
auxiliary or a form of non-auxiliary be or have; though never
doesn't take the crutch in default world order, it does do so in the marked
order triggered by any clause-initial negative-- other than a negative modifying
the subject of a clause (as in 3b).
b. Clause-initial never, but not not, can
be directly followed by the predicate.
The basic rule is
that whenever a clause-initial negative--which always happens except when the
negative is a quantifier (determiner) modifying the subject of the
clause--creates a marked word order, the crutch word do is inserted.
That never lacks the crutch word do in
default order is a glaring anomaly--or else, the glaring anomaly is that not
does takes this auxiliary in unmarked word order. The latter is the
anomaly from the historical point of view (see below on early Modern
English.) The conclusion that the lack of the crutch word with never
in unmarked word order is less likely, since unmarked phenomena--in
this example, default word order--are generally not less complex than the
corresponding marked phenomena. Negation is of course a marked environment
in any order, and its marked position at the beginning of a clause is doubly
marked, except in the instance of a negative quantifier (determiner)'s modifying
the subject of the clause.
Why then does crutch do accompany not in unmarked word
order? Perhaps it markers the marked context caused by the
negative; then, the more-marked never would reverse this
situation. Does this explain too much? Since ex. 2 with
more-marked never at the beginning of the clause reverses ex. 1, already
accounted for, there is no problem with it. If any problem exists for this
analysis, it will be found in connection with ex. 4. The predicted
reversal of 3a in 6a does not violate the theory's predictions in any positive
way: It just doesn't exist. What we find in 4
and 5 are objects, negated in some other way than with determiner-not,
triggering marked word order triggering the crutch auxiliary do. If the negatives in 4 and 5 are either less marked or more marked than
over-marked never in the clause-initial position, the theoretical
prediction would be 4 and 5--both being, like a double reversal of 3a and a
single reversal of 1.
On further reflection, perhaps an example comparable
with 6a does exist:
| 6b. Not me did they find there! |
While me is a nominal, indeed a pronoun like that in 6a and perhaps many in 5c, it functions, not unexpectedly, more like a noun; and nouns are normally not modified by not except in possibly in predicates like:
| 7a. They are not foreigners. |
But in view of the overall patterning, we should treat not as modifying the copular verb--not foreigners. This approach means that not does not modify a directly following noun--only no serves to negate a directly following noun--in environments other than possibly cleft sentences like this example:
| 7b. Not foreigners is what they were. |
But since we don't say, "Not foreigners lived in that house" (for "Foreigners did not live in that house"), it is like that not is not an adverb in either 7a or 7b. In 7b, not would have to be regarded as a negative adverb moved to the clause-initial position--just as in 4a,b (not as in 5c). This usage may have arisen through truncating a longer cleft sentence:
| 8a. It was not foreigners that lived in that house. |
While not entirely satisfying, the
foregoing account at least indicates that, with the help of W. Mayerthaler's theory
of reversals in marked contexts, linguists have at their disposal the
potential for eliminating the unsystematic anomalies (noted at the beginning of
this Appendix) that we would otherwise have to put up with. For my part,
that would be a good deal more unsatisfactory than the surmise of a
cleft-sentence origin just hazarded. After all, cleft sentences exhibit
phenomena that would be ungrammatical in other contexts--e.g. the use of It was (contrast
"There were") with a plural complement. Note that even in the cloven
sentence, "What was at issue were the errors that they had
committed," we find were--not was--before the plural
predicate: the errors.
As has been shown in the author's Essays on
time-based linguistic analysis, grammar is vastly more complicated and
requires more mental resources than could be imagined before W. Mayerthaler's markedness theory explained
the otherwise unexplained reversals that permeate grammars. Reversals can
pile up considerably in multiply marked compound verbs, e.g. may have been going to be
striving to have begun to lay [the groundwork by the time they came on
the scene]--with seven irrealis modalities. Somehow, the human brain keeps track of each reversal and
comes out with the predicted result.
Middle
English did not use a form of do with not (except,
irrelevantly for present purposes, for emphasis) with past verbs in the default
word order--except in poetry where a syllable was needed to fit the rhythm of
the verse, and where inverted word order could be used for the same
purpose. (It is a parody of Elizabethan-Jacobean English to replace
a past form with did(st) plus the infinitive, as imitators of
early Modern English are wont to do; although it does avoid the hard
pronunciation of believedst--even when the last "e" is
pronounced.) Object-first word order was used more than today, where we
have other ways to highlight a non-subject (e.g. "It was the dark that the
child feared" and "What the child feared was the dark"); but in
prose, both the older and newer usages are infrequent. Even so, inverted
word order and did were not required when no negative or word like so or
thus (cf. today's "So did we") begins the clause; here is an
example: "For thy sake we are killed all the day
long." Like our current optative-may, marked word order
is found in wishes; e.g. "[May] Grace be unto you."
What early
English did do was to use marked order when the object preceded the predicate
and a negated and a negated subject follows it: "For other
foundation can no many lay than is laid, . . . " Today, we
would prefer "For no other foundation can anyone lay that is laid, . . .
"
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