THE UTILITY OF MARKING THEORY
IN HISTORICAL RECONSTRUCTION

© 1998, 1999 by Orchid Land Publications

C.-J. N. Bailey [6-19-98; updated 5-1-99]

     There is conflicting evidence over whether the accusative singular ending of uters in Proto-Indo-European was -n or -m.  To simplify the problem for illustrative purposes, ancient Greek had -n or (from syllabic-n) -a (with no native words ending in-m); Sanskrit had -m (with some words ending in -n as the result of the loss of a final consonant or consonants); and Latin had -m (with the particle an and the occasional word ending in -n because of paradigm leveling; cf. pre-Classical sanguen [n.] "blood" with its gen. s. sanguinis).    On the face of it, the PIE ending is hard to determine.
      Naturalness theory and marking theory say that in the word-final (not elsewhere in a word) position, the consonant -m is less marked than -n--which can change to -m.  (The reasons for this are extensive but include sound distributions and sound changes generally found; the reader can take the writer's opinion or check the matter out.)  But syllabic-n is found in languages in which syllabic-m is missing (or rare, as in English, where it arises out of syllabic-n by assimilation); so, all else being equal,  the presence of syllabic-m implicates the presence of syllabic-n in a language, and this implicationality means that syllabic-n is the less-marked.    All else being equal, the more-marked is prone to change to the less-marked (assimilation is a marked environment that may reverse what is more or less marked)--unless the item itself is so marked that it requires being markered.   However, the accusative singular is one of the least marked case inflections.
       If the issue were not complicated by the syllabic nasals, we could say that the Greek situation is older, Sanskrit and Latin exhibiting changed sounds.  But the consonant-stems are older than the thematic or vowel stems, other than the short-i-stems--which, at least in Latin, have become confused with them--though in a neatly implicational manner, as shown by this writer and W. Würzel.   Consonant stems have PIE syllabic-m--which became -em in Latin.   (That this syllabic-m derived from an earlier unstressed vowel plus apical nasal consonant is probable but not very relevant here, especially when the problem is being simplified for illustrative purposes.)   This line of reasoning helps us with the Greek and Sanskrit a bit less than one might expect on the face of it, since, e.g., Greek and Sanskrit syllabic-n became [a].  But if we assume that an early syllabic-m changed to less marked syllabic-n (and then to -a in Greek and Sanskrit), the picture is consistent with marking theory. 
     How then, did Greek get consonant-n on the thematic (vowel) stems?  The answer is less obvious.   Among various possibilities to consider is the possibility that consonant-n was original for consonant-stems, and that unstressed vowel + n changed to syllabic-m the way syllabic-n changes to syllabic-m in open and happen in English, without affecting the -n that remains before a vowel--as in op(m)ning, happ(m)ning.  But two considerations make this hypothesis problematic: (1) Syllabic-m is assimilated from less-marked syllabic-n in English only after labials stops--not, e.g. after //s//--whereas PIE lacked (except in a very few borrowed words) one order of labial stops--what used to be postulated as *b.  (2) Unlike the English situation, no vowel followed the ending in PIE to preserve it in the underlying form, though--if vowel-stems got an -n prior to the assimilation of syllabic-n to syllabic-m--the analogy of the -n would easily convert the reflex of syllabic-m to that of syllabic-n.   This hypothesis is not necessary, in view of the reflex of a syllabic nasal is "a" in Greek and leaves us wondering how an original syllabic-n could become syllabic-m in any way except by assimilation.  (Sanskrit is more complicated, but in ways that do no violence to the hypothesis being comment on.  I will omit discussion of the possibility that either nasal consonant changed to still less-marked agma [
n]--the least-marked word-final consonant of the three and the most-marked syllabic-nasal of the three; and then through some process became a dental nasal.)
      The situation that is most compatible with the facts given is to suppose that unmarked -m occurred word-finally in PIE; when it became syllabic, it became unmarked -n in some lects; and this apicality was taken over by the vowel-stems in the earliest Greek--the result of trying to combine a vowel plus a syllabic-n.  At least in early Indo-European, the sonorants were ambiguous as to syllabicity--becoming non-syllabic or syllabic according to general principles that have long since been investigated.  When PIE syllabic-m became vowel + m in early Italic consonant stems, there was no (assimilatory or other) reason for it ever to change to (vowel +) more-marked final -n.   Final -m was then found generally, but final -n can sometimes arise through loss of, e.g., a final -(nt)s.  This at least explains what did happen--Latin and Sanskrit reflecting the original situation and Greek getting "n" through natural changes.  There may be other explanations compatible with the facts and with pan-language naturalness theory, but this one does not sound far-fetched.
     Other ideas on the matter that presuppose the naturalness framework would of course be welcome.

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     The failures of reconstruction--or reconstruction "theory"--are enormous.   Aside from the pervasive ignoring of the rôle of markedness, one may mention:

      Instead of going on and on with demonstrations that historical- reconstruction "theory" is in a really parlous state, I will just conclude by observing that the above comments represent a minimal list of amendments to the "theory" necessary for it to be able even to pretend to be half-adequate.

SEE FURTHER HERE & HERE


        

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